How to Develop and Maintain a Cost-Effective and Sustainable SOX Compliance Program v1.1
This course provides an overview of the best practices for internal auditors, with specific emphasis on how to develop and maintain a cost-effective and sustainable SOX compliance program. Specific topics in this course include how to prepare a risk assessment and identify the key control gaps, and how to develop a practical, sustainable SOX compliance plan, as well as considerations with respect to testing key controls and concluding on their operating effectiveness. In addition, this course presents several examples of processes that can be implemented to strengthen internal controls.
Learning Objectives:
- Differentiate between various sections of the Sarbanes-Oxley Act.
- Recognize aspects of an effective SOX compliance testing program.
- Differentiate between the various internal control components.
- Identify procedures to be performed in a typical risk-based SOX compliance program.
- List the overall steps to be performed in the SOX testing process.
- Differentiate between the various control testing methods.
- Identify the steps involved in a typical control evaluation process.
- Recognize actions to be taken to strengthen internal controls.
Prerequisites/Advanced Preparation:
Details
Course Code
:
99CHA08A
Release Date
:
02/07/2023
|
Expire Date
:
01/31/2025
|
Credits
:
|
Length
:
1hr 40min
|
Course Level
:
Basic
|
Course Type
:
QAS Self-Study
|
Passing Grade
:
70%
|
Format Type
:
eLearning
Mobile Compatible
|
Field Of Study
:
Accounting
|
|
Theme
:
SEC Reporting
|