Financial Markets

Dodd-Frank Act – Overview of the Law v1.1

This course explains why Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act as a response to the global financial crisis of 2008. It summarizes the debate over financial institutions that are “too big to fail” and how the federal government plans to monitor and regulate these institutions to avoid financial failures and their broader impacts on the U.S. financial system. The program also addresses increased capital requirements for banks and bank holding companies, changes designed to strengthen the FDIC, the regulations of derivatives and swaps, changes for the investment industry, changes in consumer protection and mortgages, and other provisions of the Dodd-Frank Act.

IMPORTANT: This course, previously titled "Dodd-Frank Act – Overview of the Law" has been republished in our current course platform. Please be aware that the content is the same, with only minor updates. If you have already received credit for this course, you cannot receive credit again.

Learning Objectives:

After completing this course, participants should be able to:

  • Identify the two key individuals which sponsored the Dodd-Frank Act.
  • Define what is meant by orderly liquidation authority. 
  • Identify the types of bonds that drove the strengthening of credit rating agencies.
  • Determine the debt-to-income cap for qualified mortgages.
  • Specify the remittance transfer provisions of Dodd-Frank for money sent to recipients outside the United States.


Prerequisites/Advanced Preparation:

Basic knowledge of finance principles and practices


Speaker / Author:

Richard A. White
Richard A. White, CMA, CFM, CPA, CIA, CFP, CFE, is president of Richard Allan White & Associates, Inc., in Oviedo, Fla., and a member of IMA’s Mid-Florida Chapter. You can contact Richard at (407) 366-6183 or rich@richardawhite.com.

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Price (USD)

Standard: $24.95

Details

Course Code : 99FINCA04A

Release Date : 04/14/2023
Expire Date : 03/31/2025
Credits :
CPE 1.00
QAS 1.00

Length : 50min
Course Level : Basic
Course Type : QAS Self-Study
Passing Grade : 70%
Format Type : eLearning
Mobile Compatible
Field Of Study : Finance

Theme : Financial Markets

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