Detecting and Preventing Elder Abuse in the Financial Industry
This course will present many of the current scams which bombard seniors, in the hopes that recognition and education will strengthen the walls which must build around them. The course will cover this topic from possibilities to real-life examples of fraud and deception with a detailed discussion of topics such as, guardianship as an abuse avenue. It will also look at what industry rules and regulations demand from each registered individual via new FINRA Rule 2165 and amendments to Rule 4512. This course will endeavor to add another layer of protection for those who need it most; our seniors.
Details
Course Code
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FE5003